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Showing 61-69 of 69 results

Notice

|

Published Date: 30 Dec 2016

Notice on Notification on Private Offerings and Exempt Securities and Transactions (Notice No. CMU/N-1-2016/5)

Offers of Investments | Prudential and Supervisory Requirements

Notice

|

Published Date: 19 Nov 2014

Registration of Investment-Linked Insurance Contracts (Notice No. CMS/3/2014)

Licensing, Authorisation And Registration

Notice

|

Published Date: 25 Aug 2014

Notice on Withdrawal of Exemptions Granted Under the Repealed Securities Order, 2001 and Mutual Funds Order, 2001 (Notice No. CMS/2/2014)

Other requirements

Notice

|

Published Date: 25 Aug 2014

Notice on Exemption from Public Offering Registration Requirement (Notice No. CMS/1/2014)

Other requirements

Legislation

Securities Market Order, 2013

Conduct and Consumer Protection

Legislation

Securities Markets (Compoundable Offences) Regulations, 2014

Conduct and Consumer Protection

Legislation

Securities Markets (Fees) Regulations, 2014

Conduct and Consumer Protection

Legislation

Securities Markets Regulations, 2014

Conduct and Consumer Protection

Legislation

Securities Markets (Recognised Collective Investment Scheme)(Designated Countries And Territories) Order, 2020

Conduct and Consumer Protection

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